Steven Andrew Aspinall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KHEPRI ADVISERS LIMITED (no longer approved here)
FRN 692447
- CF30 Customer (1 Mar 2017 to 31 May 2018)
- CF1 Director (AR) (1 Mar 2017 to 31 May 2018)
AC Advisers Limited (no longer approved here)
FRN 771915
- Employed By (1 Mar 2017 to 31 May 2018)
Midmar Capital LLP (no longer approved here)
FRN 519772
- CF4 Partner (AR) (14 Aug 2013 to 31 Jul 2014)
- CF30 Customer (2 Aug 2013 to 31 Jul 2014)
Aspinall Capital Advisers LLP (no longer approved here)
FRN 603861
- Employed By (2 Aug 2013 to 31 Jul 2014)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (25 Aug 2009 to 23 Nov 2012)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- CF30 Customer (13 Aug 2008 to 17 Jul 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.