Steven Andrew Alcock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legacy Financial Solutions Limited

    FRN 536470

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF4 Partner (AR) (11 Nov 2004 to 31 Mar 2011)
    • CF22 Investment Adviser (Trainee) (29 Sep 2003 to 1 Nov 2004)
  • PTI Hillingdon (no longer approved here)

    FRN 409899

    • (2)Employed By (11 Nov 2004 to 31 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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