Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 12 Nov 2016)
- SMF5 Head of Internal Audit (7 Mar 2016 to 12 Nov 2016)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF11 Money Laundering Reporting (3 Jan 2007 to 6 Mar 2016)
- CF15 Internal Audit (3 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.