Steven Alan Jon Prigmore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stem Financial Services

    FRN 457713

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 21. Advising or arranging (bringing about) equity release transactions
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF11 Money Laundering Reporting (2 Jan 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • Stem Financial Services (no longer approved here)

    FRN 213091

    • (1)Employed By (24 Jun 2002 to 29 Dec 2006)
  • Velenski & Co (no longer approved here)

    FRN 182550

    • Employed By (14 Mar 2000 to 29 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.