Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (17 Jul 2018 to 8 Dec 2019)
    • CF28 Systems and controls (17 Jul 2018 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (13 Feb 2017 to 13 Feb 2017)
    • CF10 Compliance Oversight (13 Feb 2017 to 8 Dec 2019)
    • CF1 Director (13 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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