Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 16 Mar 2022)
- [FCA CF] Manager of certification employee (16 Mar 2022 to 10 Oct 2022)
- CF30 Customer (12 Apr 2013 to 29 May 2014)
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 16 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.