Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (31 Mar 2021 to 8 Aug 2025)
    • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 8 Aug 2025)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 8 Aug 2025)
    • [FCA CF] Significant management (31 Mar 2021 to 8 Aug 2025)
    • CF30 Customer (7 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.