Stephen Yeats

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Global Advisors Limited

    FRN 146665

    • SMF1 Chief Executive (since 13 Oct 2025)
    • SMF3 Executive Director (since 13 Oct 2025)
    • SMF18 Other Overall Responsibility (27 Aug 2020 to 13 Oct 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Aug 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (28 Mar 2007 to 31 Oct 2007)
  • Sumitomo Mitsui DS Asset Management (UK) Limited (no longer approved here)

    FRN 115126

    • CF27 Investment Management (14 Nov 2005 to 8 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.