Stephen William Lucas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Planning Partners (Holdings) Ltd

    FRN 1030521

    • Employed By (since 28 May 2025)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 15 Mar 2012)
    • CF4 Partner (AR) (12 Jul 2013 to 30 May 2024)
  • Capital Planning Partners Ltd (no longer approved here)

    FRN 587076

    • Employed By (16 May 2024 to 23 Jun 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 2 Apr 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (13 Oct 2008 to 14 Mar 2010)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF22 Investment Adviser (Trainee) (14 May 2003 to 2 Sep 2005)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (21 Aug 2002 to 14 May 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (21 Aug 2002 to 14 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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