Stephen William Lovelock

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Financial Markets Limited

    FRN 760840

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • Sole trader dealing with clients for which they require qualification (since 1 Jan 2020)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF30 Customer (1 Nov 2007 to 30 Nov 2017)
    • CF27 Investment Management (5 Apr 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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