Stephen William Harragan

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XPRIME MARKETS LIMITED (no longer approved here)

    FRN 531771

    • (14)Director of firm who is not a certification employee or a SMF manager (20 Aug 2024 to 20 Apr 2026)
    • (15)[FCA CF] Client dealing (14 Mar 2024 to 28 Jun 2024)
    • (12)SMF3 Executive Director (9 Dec 2019 to 24 Feb 2022)
    • (13)CF30 Customer (15 Nov 2012 to 8 Dec 2019)
    • (16)CF1 Director (15 Nov 2012 to 8 Dec 2019)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF30 Customer (18 Nov 2011 to 19 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Director of firm who is not a certification employee or a SMF manager at XPRIME MARKETS LIMITED

  2. controlled function added: (12)SMF3 Executive Director at XPRIME MARKETS LIMITED

  3. controlled function added: (13)CF30 Customer at XPRIME MARKETS LIMITED

  4. controlled function added: (14)Director of firm who is not a certification employee or a SMF manager at XPRIME MARKETS LIMITED

  5. controlled function added: (15)[FCA CF] Client dealing at XPRIME MARKETS LIMITED

  6. controlled function added: (16)CF1 Director at XPRIME MARKETS LIMITED