Stephen William Gearing

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 2 Jul 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (29 Oct 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (18 Oct 2002 to 29 Oct 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (29 Oct 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (18 Oct 2002 to 29 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.