Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (12 Nov 2009 to 29 May 2015)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2008)
- CF21 Investment Adviser (6 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Sep 2006 to 6 Aug 2007)
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- Employed By (29 Sep 2006 to 30 Nov 2008)
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- (2)Employed By (15 May 2006 to 8 Sep 2006)
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- CF21 Investment Adviser (13 Jan 2003 to 12 Apr 2004)
- CF24 Pension Transfer Specialist (5 Dec 2002 to 12 Apr 2004)
- CF22 Investment Adviser (Trainee) (5 Dec 2002 to 13 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.