Stephen Westgate

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (12 Jun 2024 to 21 Jun 2024)
    • [FCA CF] Client dealing (10 May 2024 to 21 Jun 2024)
    • CF30 Customer (1 Nov 2007 to 6 Jun 2015)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2024)
    • CF30 Customer (23 Nov 2017 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.