Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BEF(NE) 2 LTD.
FRN 717726
- SMF16 Compliance Oversight (since 6 Apr 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (13 Jul 2017 to 8 Dec 2019)
- CF1 Director (22 Feb 2016 to 8 Dec 2019)
- CF3 Chief Executive (22 Feb 2016 to 8 Dec 2019)
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BUSINESS & ENTERPRISE FINANCE LTD.
FRN 726237
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF30 Customer (25 Jan 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 Aug 2016 to 8 Dec 2019)
- CF3 Chief Executive (9 Aug 2016 to 8 Dec 2019)
- CF1 Director (9 Aug 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (25 Jan 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.