Stephen Watson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • South River Asset Management Limited

    FRN 197097

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (11 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Nov 2019 to 8 Dec 2019)
    • CF3 Chief Executive (6 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (24 May 2011 to 8 Dec 2019)
    • CF1 Director (24 May 2011 to 8 Dec 2019)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
    • CF27 Investment Management (27 May 2003 to 31 Oct 2007)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF27 Investment Management (27 May 2003 to 14 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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