Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (14 Dec 2016 to 31 Dec 2018)
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- CF1 Director (AR) (8 Dec 2008 to 29 Jul 2016)
- CF28 Systems and controls (1 Nov 2007 to 15 Apr 2013)
- CF15 Internal Audit (14 Oct 2005 to 31 Oct 2007)
- CF14 Risk Assessment (14 Oct 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (14 Oct 2005 to 29 Jul 2016)
- CF11 Money Laundering Reporting (14 Oct 2005 to 29 Jul 2016)
- CF1 Director (14 Oct 2005 to 29 Jul 2016)
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- (5)Employed By (8 Dec 2008 to 29 Jul 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.