Stephen Timothy Ellis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • SMF24 Chief Operations (since 9 Sep 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Significant risk taker or Material risk taker (29 Nov 2016 to 1 Feb 2020)
    • [FCA CF] Manager of certification employee (29 Nov 2016 to 1 Feb 2020)
    • [FCA CF] Material risk taker (29 Nov 2016 to 1 Feb 2020)
    • [PRA CF] Managing a material risk taker (29 Nov 2016 to 1 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 3 Aug 2015)
    • CF21 Investment Adviser (29 Jul 2005 to 31 Oct 2007)
    • CF26 Customer Trading (17 Oct 2003 to 29 Jul 2005)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (29 Nov 2016 to 1 Feb 2020)
    • [FCA CF] Material risk taker (29 Nov 2016 to 1 Feb 2020)
    • [PRA CF] Managing a material risk taker (29 Nov 2016 to 1 Feb 2020)
    • [PRA CF] Significant risk taker or Material risk taker (29 Nov 2016 to 1 Feb 2020)
    • CF30 Customer (10 Nov 2011 to 3 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

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