Stephen Tien-Sung Ooi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INTELLIGENT PENSIONS LIMITED

    FRN 186250

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2023)
  • Milecross Financial (Scotland) Ltd (no longer approved here)

    FRN 845731

    • (8)Employed By (6 Sep 2021 to 5 Dec 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Dec 2023)
    • CF30 Customer (22 Nov 2018 to 5 Dec 2023)
  • William Alexander Mackie (no longer approved here)

    FRN 216591

    • Employed By (22 Nov 2018 to 5 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

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