Stephen Thomas Ward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 9 Mar 2020)
    • CF1 Director (AR) (15 Feb 2006 to 9 Mar 2020)
    • CF22 Investment Adviser (Trainee) (15 Feb 2006 to 31 Oct 2007)
  • Creaking Gate Limited (no longer approved here)

    FRN 447841

    • Employed By (8 Feb 2006 to 9 Mar 2020)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.