Stephen Thomas Norton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Apollo Management International LLP
FRN 452877
- CF30 Customer (since 29 Feb 2024)
- [FCA CF] Manager of certification employee (since 1 Jan 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (AR) (13 Oct 2021 to 11 Jan 2023)
- CF30 Customer (1 Sep 2017 to 8 Dec 2019)
Apollo Capital Solutions Europe B.V.
FRN 1000992
- (10)Employed By (since 29 Feb 2024)
Apollo Europe Limited (no longer approved here)
FRN 956013
- Employed By (13 Oct 2021 to 11 Jan 2023)

Updates to this individual's record on the FCA register.

14 hours ago
controlled function removed: Employed By at Apollo Capital Solutions Europe B.V.
14 hours ago
controlled function added: (10)Employed By at Apollo Capital Solutions Europe B.V.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.