Stephen Talboys

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Private Bank Limited

    FRN 144036

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (21 Aug 2006 to 31 Oct 2007)
    • CF27 Investment Management (21 Aug 2006 to 31 Oct 2007)
  • The Premier Partnership Limited (no longer approved here)

    FRN 209446

    • CF21 Investment Adviser (9 Jun 2003 to 6 Oct 2003)
    • CF22 Investment Adviser (Trainee) (4 Oct 2002 to 9 Jun 2003)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF27 Investment Management (1 Dec 2001 to 30 Jun 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.