Stephen Stoops

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Conquer Mortgage Services Ltd

    FRN 302914

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
    • [FCA CF] CASS oversight function (since 1 Apr 2021)
    • [FCA CF] Significant management (since 1 Apr 2021)
    • [FCA CF] Client dealing (since 1 Apr 2021)
    • [FCA CF] Benchmark submission and administration (since 1 Apr 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (52)Employed By (1 Dec 2001 to 18 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (52)Employed By at One Financial Planning Ltd