Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (7 Feb 2019 to 7 Aug 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 2 Jan 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (23 Apr 2018 to 2 Jan 2020)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF2 Non Executive Director (29 Sep 2005 to 23 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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