Stephen Sharp

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Harcourt Financial Limited

    FRN 784174

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 28 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
  • H.S.P. Financial Planning Limited (no longer approved here)

    FRN 229235

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Aug 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Aug 2020)
    • CF30 Customer (1 Sep 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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