Stephen Roy Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • SMF18 Other Overall Responsibility (13 Jan 2024 to 30 May 2025)
    • [FCA CF] Manager of certification employee (26 May 2022 to 2 Jun 2025)
    • [FCA CF] Significant management (26 May 2022 to 2 Jun 2025)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Manager of certification employee (20 Jan 2022 to 2 May 2022)
    • [FCA CF] Significant management (20 Jan 2022 to 2 May 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • SMF18 Other Overall Responsibility (9 Jul 2020 to 31 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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