Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Bond Capital Finance
FRN 656796
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF10 Compliance Oversight (13 Jun 2017 to 8 Dec 2019)
- CF28 Systems and controls (20 Jul 2015 to 8 Dec 2019)
- CF4 Partner (20 Jul 2015 to 8 Dec 2019)
- CF4 Partner (AR) (20 Jul 2015 to 20 Jul 2015)
-
Bond Capital Loans Limited
FRN 672981
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF1 Director (31 Jul 2015 to 8 Dec 2019)
- CF28 Systems and controls (31 Jul 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (31 Jul 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.