Stephen Robert Mace

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 7 Sep 2010)
- CF21 Investment Adviser (23 Aug 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Feb 2005 to 23 Aug 2005)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF21 Investment Adviser (2 Jan 2003 to 24 Feb 2005)
- CF7 Sole Trader (AR) (2 Jan 2003 to 24 Feb 2005)
- CF22 Investment Adviser (Trainee) (23 May 2002 to 27 May 2002)
Stephen R Mace (no longer approved here)
FRN 221495
- (1)Employed By (2 Jan 2003 to 24 Feb 2005)
Premier Financial Advice Ltd (no longer approved here)
FRN 212018
- (2)Employed By (24 May 2002 to 6 Dec 2002)
Premier Group Financial Services Limited (no longer approved here)
FRN 188269
- (1)Employed By (6 Aug 2001 to 11 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.