Stephen Robert Earl

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (17 Sep 2008 to 31 Jul 2012)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (5 Jun 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Jun 2005 to 5 Jun 2006)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (5 Jun 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Jun 2005 to 5 Jun 2006)
Liverpool Victoria Financial Services Limited (no longer approved here)
FRN 110035
- CF21 Investment Adviser (22 Apr 2002 to 19 Jun 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2002)
Liverpool Victoria Life Company Limited (no longer approved here)
FRN 110423
- CF21 Investment Adviser (22 Apr 2002 to 19 Jun 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.