Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 12 Dec 2024)
- CF1 Director (AR) (since 24 Oct 2024)
- CF30 Customer (since 24 Oct 2024)
-
Stephen Craig Financial Planning Limited
FRN 1020352
- (1)Employed By (since 24 Oct 2024)
-
- [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
-
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF22 Investment Adviser (Trainee) (9 Jan 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.