Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (16 Feb 2023 to 11 Apr 2023)
    • CF30 Customer (18 Aug 2010 to 11 Apr 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Feb 2023)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (18 Aug 2010 to 11 Apr 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 10 Sep 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • David Charles Pocock (no longer approved here)

    FRN 215869

    • Employed By (28 Feb 2005 to 10 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.