Stephen Richard Braine

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradex Insurance Company PLC (no longer approved here)

    FRN 202917

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 31 Oct 2021)
    • SMF5 Head of Internal Audit (10 Dec 2018 to 31 Oct 2021)
    • SMF2 Chief Finance (10 Dec 2018 to 31 Oct 2021)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (12 Dec 2008 to 9 Dec 2018)
    • CF29 Significant management (12 Dec 2008 to 9 Dec 2018)
    • CF28 Systems and controls (12 Dec 2008 to 6 Mar 2016)
    • CF1 Director (12 Dec 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.