Stephen Randall Walton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 20 Aug 2009)
    • CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Sep 2005 to 2 Feb 2006)
    • CF7 Sole Trader (AR) (20 Sep 2005 to 19 Dec 2005)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Dec 2001 to 3 Oct 2005)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 3 Oct 2005)
  • Stephen Walton Financial Planning Consultancy (no longer approved here)

    FRN 189850

    • Employed By (1 Jul 1999 to 20 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

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