Stephen Ralph Weald

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Davidsons Independent Financial Advisers Limited (no longer approved here)
FRN 224407
- CF30 Customer (3 Jun 2013 to 23 Nov 2015)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (19 Oct 2012 to 17 May 2013)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (29)Employed By (19 Oct 2012 to 17 May 2013)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF21 Investment Adviser (22 Apr 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Aug 2002 to 22 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.