Stephen Pumfleet

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Manager of certification employee (21 Jan 2019 to 8 Dec 2020)
    • [PRA CF] Managing a material risk taker (21 Jan 2019 to 8 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 10 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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