Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (6 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Aug 2006 to 6 Dec 2006)
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Stephen Pitcher
FRN 455218
- (1)Employed By (since 1 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.