Stephen Philip Dawson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • K & S FINANCIAL MANAGEMENT LTD

    FRN 564603

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 20 Aug 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (27 Jan 2012 to 8 Dec 2019)
  • Brian Coates & Co Independent Services (no longer approved here)

    FRN 192278

    • Employed By (4 Apr 2001 to 19 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.