Stephen Peter Rishworth

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 5 Aug 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (19 Mar 2018 to 5 Aug 2019)
    • [FCA CF] Manager of certification employee (10 Sep 2017 to 4 May 2019)
    • [FCA CF] Client dealing (28 Apr 2017 to 5 Aug 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (18 Sep 2012 to 17 Feb 2014)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 1 Jun 2012)
    • CF21 Investment Adviser (31 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.