Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARBUTHNOT LATHAM & CO., LIMITED
FRN 143336
- SMF4 Chief Risk (since 22 May 2019)
- SMF3 Executive Director (since 7 Mar 2016)
- SMF16 Compliance Oversight (2 Oct 2025 to 5 Jan 2026)
- SMF2 Chief Finance (7 Mar 2016 to 22 May 2019)
- CF10a CASS Oversight function (1 Oct 2011 to 6 Mar 2016)
- CF1 Director (1 Sep 2009 to 6 Mar 2016)
- CF28 Systems and controls (1 Sep 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
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