Stephen Peter Baker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF1 Director (AR) (3 Feb 2023 to 28 Jan 2025)
    • [FCA CF] Client dealing (7 Nov 2022 to 28 Jan 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (5 Apr 2017 to 4 Aug 2020)
    • CF30 Customer (20 Mar 2014 to 4 Aug 2020)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jun 2006 to 9 Mar 2007)
  • McLaren Independent Ltd (no longer approved here)

    FRN 200322

    • (1)Employed By (1 Dec 2001 to 30 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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