Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (AR) (since 18 Mar 2013)
    • CF30 Customer (since 22 Aug 2012)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (26 Jun 2019 to 8 Dec 2019)
    • CF1 Director (3 Jun 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Jun 2016 to 30 Sep 2018)
    • (1)Employed By (since 22 Aug 2012)
  • Census Financial Planning (NI) Ltd (no longer approved here)

    FRN 200043

    • Employed By (9 May 2011 to 6 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Active Money Solutions Limited

  2. controlled function added: (1)Employed By at Active Money Solutions Limited