Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Chorley and District Building Society
FRN 206023
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF1 Chief Executive (since 7 Mar 2016)
- SMF16 Compliance Oversight (20 Jul 2020 to 24 Jun 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (24 Sep 2019 to 30 Aug 2022)
- Responsible for Insurance Mediation (3 Jan 2007 to 30 Sep 2018)
- CF3 Chief Executive (1 May 2006 to 6 Mar 2016)
- CF1 Director (1 May 2006 to 6 Mar 2016)
- CF8 Apportionment and Oversight (27 Feb 2006 to 31 Mar 2009)
- CF11 Money Laundering Reporting (27 Feb 2006 to 29 Nov 2011)
- CF10 Compliance Oversight (27 Feb 2006 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.