Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 Sep 2020 to 5 Feb 2021)
- [FCA CF] Functions requiring qualifications (28 Sep 2020 to 5 Feb 2021)
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- CF30 Customer (4 Jul 2016 to 9 Jan 2017)
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- CF30 Customer (27 Jan 2015 to 16 Mar 2015)
- CF1 Director (AR) (27 Jan 2015 to 16 Mar 2015)
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- CF30 Customer (1 Nov 2007 to 2 Aug 2013)
- CF22 Investment Adviser (Trainee) (5 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (20 Sep 2005 to 31 Jan 2006)
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- (18)Employed By (23 Jun 2004 to 19 Jul 2004)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.