Stephen Paul Smith

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gatehouse Bank Plc (no longer approved here)

    FRN 475346

    • SMF12 Chair of the Remuneration Committee (9 Oct 2017 to 13 Jun 2019)
    • CF2 Non Executive Director (11 Jun 2013 to 6 Mar 2016)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF22 Investment Adviser (Trainee) (2 Sep 2005 to 22 Nov 2006)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF1 Director (22 Jul 2005 to 8 Jun 2009)
    • CF27 Investment Management (1 Dec 2001 to 19 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.