Stephen Paul Mitchell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited

    FRN 195199

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 15 Jun 2015)
    • CF30 Customer (15 Jun 2011 to 5 Oct 2011)
  • Lighthouse Financial Advice Limited

    FRN 225502

    • (4)Employed By (since 8 Jun 2015)
    • (663)Employed By (15 Jun 2011 to 5 Oct 2011)
  • Clayton Holmes Naisbitt Financial Consultancy LLP (no longer approved here)

    FRN 485351

    • CF30 Customer (24 May 2013 to 21 Sep 2015)
  • REGENTIA LIFESTYLE PLANNING LTD (no longer approved here)

    FRN 413890

    • CF30 Customer (1 Jan 2013 to 24 May 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (21 Jan 2008 to 18 Sep 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 15 Jan 2008)
    • CF22 Investment Adviser (Trainee) (9 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.