Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 19 Nov 2024)
    • CF30 Customer (since 20 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (since 28 Nov 2022)
    • (1)Employed By (since 19 Nov 2024)
  • Hampton James Financial Associates Limited (no longer approved here)

    FRN 755811

    • (3)Employed By (20 Feb 2023 to 13 Dec 2024)
  • Just Mortgages Direct Limited (no longer approved here)

    FRN 404016

    • (39)Employed By (8 Jan 2020 to 5 Mar 2020)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Dec 2022)
    • CF30 Customer (11 Nov 2019 to 5 Mar 2020)
  • Lee Newton Financial Services (no longer approved here)

    FRN 201651

    • (11)Employed By (11 Nov 2019 to 5 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (11)Employed By at Lee Newton Financial Services