Stephen Paul Horton

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Milsted Langdon Financial Services Limited (no longer approved here)

    FRN 126457

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 8 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Apr 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Apr 2024)
    • CF1 Director (AR) (26 Jul 2010 to 8 Apr 2024)
    • CF30 Customer (1 Nov 2007 to 4 Jun 2024)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • Consular Financial Planning Limited (no longer approved here)

    FRN 521007

    • Employed By (26 Jul 2010 to 4 Jun 2024)
  • Financial Planning For Professionals Limited (no longer approved here)

    FRN 523366

    • (26)Employed By (26 Jul 2010 to 4 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Financial Planning For Professionals Limited

  2. controlled function added: (26)Employed By at Financial Planning For Professionals Limited