Stephen Paul Elliott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WEALTH SOLUTIONS (UK) LTD

    FRN 478217

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 17 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Sep 2020)
    • [FCA CF] Client dealing (since 26 Sep 2020)
    • CF30 Customer (2 Oct 2019 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (8 Jun 2011 to 30 Nov 2013)
    • CF21 Investment Adviser (28 Mar 2002 to 5 Apr 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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