Stephen Paul Dale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgage Advice Bureau (Derby) Limited

    FRN 466154

    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 24 Apr 2024)
    • CF1 Director (AR) (1 Jun 2009 to 3 Jun 2010)
  • Mortgage Advice Bureau Limited

    FRN 455545

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 15 Jan 2024)
    • CF1 Director (AR) (28 Jan 2009 to 3 Jun 2010)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • Appointed representative dealing with clients for which they require qualification (30 May 2022 to 29 Aug 2024)
    • [FCA CF] Functions requiring qualifications (19 May 2022 to 28 Mar 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Feb 2009 to 15 Dec 2009)
    • CF1 Director (AR) (19 Feb 2009 to 15 Dec 2009)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (20 Nov 2006 to 7 Jan 2007)
  • James Weir Financial Services LLP (no longer approved here)

    FRN 193367

    • (3)Employed By (16 Mar 2000 to 30 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (3)Employed By at James Weir Financial Services LLP