Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mark Leach Asset Management Limited
FRN 746390
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (AR) (since 19 Jul 2017)
- CF30 Customer (since 13 Oct 2016)
- CF1 Director (13 Oct 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.